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NEGOTIATING INVESTMENT MANAGEMENT & CONSULTING AGREEMENTS IN A NEW REGULATORY LANDSCAPE

ABA JOINT COMMITTEE ON EMPLOYEE BENEFITS  • DATE: June 30, 2011
SPONSORS: The Sections of Business Law; Health Law; Labor and Employment Law; Real Property, Trust and Estate Law; Taxation; Tort Trial and Insurance Practice; and the American College of Employee Benefits Counsel

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Untitled Document

A 90-minute TeleConference
THURSDAY, June 30 , 2011

1:00-2:30 pm ET / 12:00-1:30 pm CT / 11:00 am-12:30 pm MT / 10:00 am-11:30 am PT

Moderator: Tiffany N. Santos, Trucker Huss, APC, San Francisco, CA

Speaker: Peter M. Kelly, BlueCross BlueShield Association, Chicago, IL

Plan investment committees and the investment managers and investment consultants they rely upon face new challenges as markets recover in a new regulatory environment. This teleconference will review basic ERISA fiduciary allocation techniques including a discussion of the critical investment management and investment consulting agreements that govern typical investment relationships based upon these ERISA techniques. The speakers will review the stresses that have been placed on those investment relationships and how these relationships are changing: (a) in the aftermath of the recent market declines and the more recent market recovery; and (b) in the face of new regulatory changes. The following topics will be covered:

  • Impact of the new reporting and disclosure duties imposed on all parties
  • ERISA Section 408(b)(2) vendor disclosure regulations
  • 404(a) and 404(c) participant disclosure
  • Expanded Form 5500 reporting
  • FBAR requirements

**If you are paying by check, mail to ABA-JCEB, 740 15th Street, N.W., Washington, DC 20005**


   
NEGOTIATING INVESTMENT MANAGEMENT & CONSULTING AGREEMENTS IN A NEW REGULATORY LANDSCAPE
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